SmartRIA

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Subject (76)SEC’s Feb 24 meeting could reshape how RIAs handle finders and private deals
Preheader (150)Finders, private secondaries, and capital introductions are moving into exam focus. Here’s what RIAs should tighten now. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
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SEC’s Feb 24 meeting could reshape how RIAs handle finders and private deals

Finders, private secondaries, and capital introductions are moving into exam focus. Here’s what RIAs should tighten now. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
SEC’s Feb 24 meeting could reshape how RIAs handle finders and private deals