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Subject (70)The SEC Fined Zoe Financial $450K. Could Your Disclosures Be Outdated?
Preheader (149)A $450,000 SEC settlement highlights two disclosure gaps that can affect any RIA. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
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The SEC Fined Zoe Financial $450K. Could Your Disclosures Be Outdated?

A $450,000 SEC settlement highlights two disclosure gaps that can affect any RIA. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
The SEC Fined Zoe Financial $450K. Could Your Disclosures Be Outdated?