SmartRIA

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Subject (70)The SEC Just Created a New Enforcement Unit. Should Your Clients Care?
Preheader (150)The unit isn't targeting every RIA, but its focus on financial reporting could raise the bar for some firms. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
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The SEC Just Created a New Enforcement Unit. Should Your Clients Care?

The unit isn't targeting every RIA, but its focus on financial reporting could raise the bar for some firms. ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏ ͏
The SEC Just Created a New Enforcement Unit. Should Your Clients Care?